General information about company
Scrip code	500407
Name of the company	SWARAJ ENGINES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-12-2016
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No
7	Whether company has equity shares with differential voting rights?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	2	6286417			6286417	50.62	6286417		6286417	50.64
(B)	Public	12643	6133403			6133403	49.38	6128053		6128053	49.36
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	12645	12419820			12419820	100	12414470		12414470	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				50.62			0	0	6286417
(B)	Public				49.38					5965800
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100			0	0	12252217

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)	Any Other (specify)		2	6286417			6286417	50.62	6286417		6286417	50.64
Sub-Total (A)(1)			2	6286417			6286417	50.62	6286417		6286417	50.64
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			2	6286417			6286417	50.62	6286417		6286417	50.64
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		18	1474677			1474677	11.87	1474677		1474677	11.88
(e)	Foreign Portfolio Investors		16	625758			625758	5.04	625758		625758	5.04
(f)	Financial Institutions/ Banks		2	720			720	0.01	720		720	0.01
(g)	Insurance Companies		2	24588			24588	0.2	24588		24588	0.2
Sub-Total (B)(1)			38	2125743			2125743	17.12	2125743		2125743	17.12
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		11874	2433596			2433596	19.59	2433596		2433596	19.6
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		10	801808			801808	6.46	801808		801808	6.46
(b)	NBFCs registered with RBI		3	105937			105937	0.85	105937		105937	0.85
(e)	Any Other (specify)		718	666319			666319	5.36	660969		660969	5.32
Sub-Total (B)(3)			12605	4007660			4007660	32.27	4002310		4002310	32.24
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			12643	6133403			6133403	49.38	6128053		6128053	49.36
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			12645	12419820			12419820	100	12414470		12414470	100
Total (A+B+C )			12645	12419820			12419820	100	12414470		12414470	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)				50.62			0	0	6286417
Sub-Total (A)(1)				50.62			0	0	6286417
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				50.62			0	0	6286417
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				11.87					1474677
(e)				5.04					625758
(f)				0.01					720
(g)				0.2					24588
Sub-Total (B)(1)				17.12					2125743
( 3 )	Non-institutions
(a(i))				19.59					2299596
(a(ii))				6.46					768808
(b)				0.85					105937
(e)				5.36					665716
Sub-Total (B)(3)				32.27					3840057
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				49.38					5965800
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					12252217
Total (A+B+C )				100			0	0	12252217

Any Other (specify)
Searial No.	1	2
Category	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	MAHINDRA AND MAHINDRA LIMITED	KIRLOSKAR INDUSTRIES LIMITED
PAN (II)	AAACM3025E	AAACP3590P	Total
No. of the Shareholders (I)	1	1	2
No. of fully paid up equity shares held (IV)	4126417	2160000	6286417
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4126417	2160000	6286417
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Voting Rights held in each class of securities (IX)
Class eg: X	4126417	2160000	6286417
Class eg:y
Total	4126417	2160000	6286417
Total as a % of Total Voting rights	33.24	17.4	50.64
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	0	0	0
As a % of total Shares held (b)	0	0	0
Number of equity shares held in dematerialized form (XIV)	4126417	2160000	6286417
Reason for not providing PAN

Mutual Funds
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	DSP BLACKROCK MICRO CAP FUND	L AND T MUTUAL FUND TRUSTEE LTD-L AND T INDIA SPECIAL SITUATIONS FUND	HDFC SMALL CAP FUND	FRANKLIN INDIA SMALLER COMPANIES FUND	SBI MAGNUM MIDCAP FUND	Click here to go back
PAN (II)	AAAJD0430B	AAATC4460E	AAATH1809A	AAATT4931H	AABTS6407Q	Total
No. of fully paid up equity shares held (IV)	391715	124730	150000	153551	159423	979419
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	391715	124730	150000	153551	159423	979419
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.15	1	1.21	1.24	1.28	7.89
Number of Voting Rights held in each class of securities (IX)
Class eg: X	391715	124730	150000	153551	159423	979419
Class eg:y
Total	391715	124730	150000	153551	159423	979419
Total as a % of Total Voting rights	3.16	1	1.21	1.24	1.28	7.89
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.15	1	1.21	1.24	1.28	7.89
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	391715	124730	150000	153551	159423	979419
Reason for not providing PAN
Reason for not providing PAN

Foreign Portfolio Investors
Searial No.	1	2
Name of the Shareholders (I)	NATIONAL WESTMINSTER BANK PLC AS TRUSTEE OF THE JUPITER INDIA FUND	PINEBRIDGE INVESTMENTS GF MAURITIUS LIMITED	Click here to go back
PAN (II)	AABTT4862E	AAHCA7302F	Total
No. of fully paid up equity shares held (IV)	176099	340648	516747
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	176099	340648	516747
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.42	2.74	4.16
Number of Voting Rights held in each class of securities (IX)
Class eg: X	176099	340648	516747
Class eg:y
Total	176099	340648	516747
Total as a % of Total Voting rights	1.42	2.74	4.16
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.42	2.74	4.16
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	176099	340648	516747
Reason for not providing PAN
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	VIKRAM CHINUBHAI SHAH	REETA KEYUR PARIKH	Click here to go back
PAN (II)	ACIPS6611B	ADIPP7072Q	Total
No. of fully paid up equity shares held (IV)	176000	176500	352500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	176000	176500	352500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Voting Rights held in each class of securities (IX)
Class eg: X	176000	176500	352500
Class eg:y
Total	176000	176500	352500
Total as a % of Total Voting rights	1.42	1.42	2.84
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	176000	176500	352500
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6
Category	Bodies Corporate	Bodies Corporate	NRI – Repat	NRI – Non- Repat	Trusts	Overseas corporate bodies
Category / More than 1 percentage	More than 1 percentage of shareholding	Category	Category	Category	Category	Category
Name of the Shareholders (I)	TATA INVESTMENT CORPORATION LIMITED
PAN (II)	AAACT4120F
No. of the Shareholders (I)	1	344	280	90	3	1
No. of fully paid up equity shares held (IV)	130000	405149	116133	90987	53450	600
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	130000	405149	116133	90987	53450	600
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.05	3.26	0.94	0.73	0.43	0
Number of Voting Rights held in each class of securities (IX)
Class eg: X	130000	399799	116133	90987	53450	600
Class eg:y
Total	130000	399799	116133	90987	53450	600
Total as a % of Total Voting rights	1.05	3.22	0.94	0.73	0.43	0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.05	3.26	0.94	0.73	0.43	0
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	130000	404546	116133	90987	53450	600
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of the Shareholders (I)	718
No. of fully paid up equity shares held (IV)	666319
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	666319
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	5.36
Number of Voting Rights held in each class of securities (IX)
Class eg: X	660969
Class eg:y
Total	660969
Total as a % of Total Voting rights	5.32
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	5.36
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	665716
Reason for not providing PAN
Reason for not providing PAN